Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 12 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 12 Dec 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (16 May 2003 to 27 May 2003)
    • CF22 Investment Adviser (Trainee) (26 Mar 2002 to 16 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.