Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 18 Nov 2024)
    • [FCA CF] Material risk taker (since 10 Mar 2021)
    • SMF18 Other Overall Responsibility (14 Feb 2020 to 18 Nov 2024)
    • CF1 Director (31 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (15 Oct 2012 to 8 Dec 2019)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Material risk taker (10 Mar 2021 to 7 Oct 2024)
    • SMF18 Other Overall Responsibility (14 Feb 2020 to 1 Feb 2023)
    • CF1 Director (31 Mar 2017 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 21 Sep 2009)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (9 Nov 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (9 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.