Kevin Ernest John Coleman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pi Financial Ltd

    FRN 186419

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 20 Sep 2019)
    • CF30 Customer (since 2 Aug 2012)
  • Rice & Co Financial Management Limited

    FRN 705085

    • (1)Employed By (since 8 Jun 2015)
  • Kingsland Wealth Management Limited (no longer approved here)

    FRN 211899

    • (11)Employed By (2 Aug 2012 to 18 Jan 2018)
  • Park Row Associates (k508) (no longer approved here)

    FRN 190108

    • (238)Employed By (29 Sep 1999 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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