Kevin Edward Hardingham

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Carlton Financial Planning Ltd (no longer approved here)

    FRN 227534

    • [FCA CF] Functions requiring qualifications (3 Dec 2020 to 23 Aug 2024)
    • [FCA CF] Client dealing (3 Dec 2020 to 23 Aug 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 24 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Apr 2024)
    • SMF3 Executive Director (9 Dec 2019 to 24 Apr 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 24 Apr 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF24 Pension Transfer Specialist (7 Apr 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (23 Jan 2004 to 31 Mar 2009)
    • CF1 Director (23 Jan 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Jan 2004 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Jan 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (23 Jan 2004 to 31 Oct 2007)
  • Carlton Financial Services Ltd (no longer approved here)

    FRN 121211

    • Employed By (1 Oct 1998 to 17 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.