Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Jun 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 6 Jun 2024)
- CF30 Customer (1 Oct 2016 to 8 Dec 2019)
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- CF1 Director (AR) (24 Aug 2009 to 10 Oct 2016)
- CF30 Customer (24 Aug 2009 to 10 Oct 2016)
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- CF30 Customer (1 Nov 2007 to 2 Sep 2009)
- CF1 Director (AR) (17 Jul 2007 to 2 Sep 2009)
- CF21 Investment Adviser (2 Jul 2003 to 1 Apr 2007)
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- (2)Employed By (26 Jan 2004 to 1 Apr 2007)
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- (21)Employed By (2 Jul 2003 to 26 Jan 2004)
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- CF21 Investment Adviser (12 May 2003 to 23 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.