Kevin Derek Reynolds

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Insight Financial Associates Limited

    FRN 458421

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 26 Apr 2024)
    • [FCA CF] Client dealing (since 26 Apr 2024)
  • ASSET INVESTMENT MANAGEMENT LTD.

    FRN 462797

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (15 Sep 2020 to 5 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Dec 2022)
    • SMF3 Executive Director (9 Dec 2019 to 7 Mar 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 5 Dec 2022)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 5 Dec 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (18 Apr 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Apr 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (18 Apr 2007 to 31 Oct 2007)
    • Responsible for Insurance Mediation (18 Apr 2007 to 30 Sep 2018)
  • Bracondale Financial Services IFA Ltd (no longer approved here)

    FRN 409779

    • Employed By (22 Oct 2004 to 4 Apr 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (1 May 2002 to 18 Jul 2002)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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