Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF29 Significant management (15 Jul 2013 to 7 Aug 2013)
    • CF30 Customer (1 Nov 2007 to 14 Sep 2015)
    • CF21 Investment Adviser (19 Oct 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF29 Significant management (15 Jul 2013 to 7 Aug 2013)
    • CF30 Customer (1 Nov 2007 to 14 Sep 2015)
    • CF21 Investment Adviser (8 Aug 2005 to 31 Oct 2007)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF21 Investment Adviser (1 Dec 2001 to 3 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.