Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2020)
- CF30 Customer (14 Jan 2019 to 30 Mar 2020)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Oct 2023)
- CF30 Customer (14 Oct 2019 to 8 Dec 2019)
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- CF30 Customer (1 Sep 2014 to 15 Dec 2016)
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- CF30 Customer (2 Apr 2012 to 22 Apr 2013)
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- Employed By (24 Jan 2010 to 26 Jul 2013)
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- CF30 Customer (1 Nov 2007 to 21 Jul 2008)
- CF21 Investment Adviser (9 Jan 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (24 Feb 2006 to 9 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.