Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2020)
    • CF30 Customer (14 Jan 2019 to 30 Mar 2020)
  • Fortress Financial Services Limited (no longer approved here)

    FRN 836163

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Oct 2023)
    • CF30 Customer (14 Oct 2019 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Sep 2014 to 15 Dec 2016)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (2 Apr 2012 to 22 Apr 2013)
  • B L Financial Planning Ltd (no longer approved here)

    FRN 515829

    • Employed By (24 Jan 2010 to 26 Jul 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 21 Jul 2008)
    • CF21 Investment Adviser (9 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Feb 2006 to 9 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.