Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF30 Customer (since 30 Oct 2025)
    • (16)Employed By (since 30 Oct 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 26 Jan 2010)
    • CF30 Customer (since 26 Jan 2010)
    • Employed By (since 26 Jan 2010)
  • Clear Solutions (Wealth and Tax Management) Ltd (no longer approved here)

    FRN 429206

    • CF30 Customer (1 Nov 2007 to 23 Dec 2009)
    • CF10 Compliance Oversight (17 Mar 2006 to 23 Dec 2009)
    • CF1 Director (17 Mar 2006 to 23 Dec 2009)
    • CF21 Investment Adviser (22 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 May 2005 to 22 Dec 2005)
  • Kevin Cunningham Financial Services (no longer approved here)

    FRN 229629

    • (1)Employed By (27 Nov 2003 to 10 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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