Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 28 Jun 2021)
    • Appointed representative dealing with clients for which they require qualification (since 12 May 2021)
    • [FCA CF] Client dealing (since 12 May 2021)
    • [FCA CF] Functions requiring qualifications (since 12 May 2021)
  • DMJ Associates

    FRN 468860

    • (11)Employed By (since 28 Jun 2021)
  • DMA Moneybetter LTD (no longer approved here)

    FRN 828799

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Mar 2021)
    • CF30 Customer (24 Jun 2019 to 8 Dec 2019)
  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • CF30 Customer (30 Jan 2008 to 1 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.