Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 11. Pension transfer specialist
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 29 May 2015)
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Kevin Pinkerton
FRN 692378
- (1)Employed By (since 19 May 2015)
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- CF30 Customer (1 Nov 2007 to 11 Sep 2012)
- CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (31 Mar 2003 to 18 Jul 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.