Kevin Christopher Fogarty

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • [FCA CF] Client dealing (since 25 Apr 2024)
    • [FCA CF] Manager of certification employee (25 Apr 2024 to 28 Oct 2024)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • [FCA CF] Client dealing (9 Dec 2019 to 8 May 2024)
    • CF30 Customer (14 Dec 2015 to 8 Dec 2019)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF30 Customer (22 Sep 2014 to 30 Sep 2015)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF21 Investment Adviser (15 Sep 2003 to 11 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.