Kevin Charles William Wiltshire

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • King's Court Financial Planning LLP

    FRN 613020

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [PRA CF] Key function holder (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 2 Jun 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (2 Jun 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jun 2014 to 8 Dec 2019)
    • CF4 Partner (2 Jun 2014 to 8 Dec 2019)
  • The Original Holloway Friendly Society Limited (no longer approved here)

    FRN 109986

    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 12 Oct 2017)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 12 Oct 2017)
    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 1 Jan 2017)
    • CF2 Non Executive Director (6 Nov 2007 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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