Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 11. Pension transfer specialist
- [FCA CF] Functions requiring qualifications (since 31 Jul 2020)
- [FCA CF] Client dealing (since 31 Jul 2020)
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- CF1 Director (AR) (31 Oct 2016 to 13 Oct 2017)
- CF30 Customer (29 Apr 2013 to 13 Oct 2017)
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- CF30 Customer (2 Mar 2010 to 11 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.