Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairey Associates Ltd
FRN 481350
- 21. Advising or arranging (bringing about) equity release transactions
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
- [FCA CF] Client dealing (since 1 Sep 2020)
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- CF21 Investment Adviser (21 Aug 2006 to 22 Oct 2007)
- CF22 Investment Adviser (Trainee) (5 Dec 2005 to 21 Aug 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.