Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MIDLAND FINANCIAL SOLUTIONS LIMITED
FRN 493195
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF1 Director (3 Feb 2009 to 8 Dec 2019)
- CF10 Compliance Oversight (3 Feb 2009 to 8 Dec 2019)
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Itc Compliance Limited
FRN 313486
- CF1 Director (AR) (since 18 May 2012)
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Ron Brooks Limited
FRN 580661
- (1)Employed By (since 18 May 2012)
Recent activity
Updates to this individual's record on the FCA register.
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