Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 10 Feb 2015)
- CF30 Customer (1 Nov 2007 to 31 Dec 2007)
- CF21 Investment Adviser (27 Jul 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (24 May 2006 to 27 Jul 2006)
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Financial Solutions (N.E.) Ltd
FRN 215925
- (2)Employed By (since 28 Jan 2015)
- (4)Employed By (11 May 2004 to 14 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.