Kevin Bryan Pattinson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • P & P INVEST LIMITED

    FRN 668704

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Jun 2015 to 8 Dec 2019)
    • CF1 Director (1 Jun 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jun 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jun 2015 to 30 Sep 2018)
  • P & P Invest (no longer approved here)

    FRN 207715

    • (2)Employed By (8 Jan 2002 to 2 Aug 2006)
  • WMC Investment Managers (718) (no longer approved here)

    FRN 153496

    • Employed By (23 Apr 1999 to 3 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

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