Kevin Bruce

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Oct 2021)
    • CF1 Director (AR) (5 Mar 2014 to 8 Oct 2021)
    • CF30 Customer (18 Feb 2013 to 8 Oct 2021)
  • Bruce Wealth Consultancy Limited (no longer approved here)

    FRN 595636

    • Employed By (18 Feb 2013 to 8 Oct 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Mar 2010 to 4 Feb 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 14 Mar 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Sep 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 25 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.