Kevin Brian Grogan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SOVEREIGN MONEY MATTERS LIMITED (no longer approved here)
FRN 599883
- Responsible for Insurance Distribution (10 Nov 2020 to 31 Jan 2026)
- Responsibility for MCD Intermediation (10 Nov 2020 to 31 Jan 2026)
- SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2026)
- CF11 Money Laundering Reporting (28 Feb 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (28 Feb 2019 to 8 Dec 2019)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF4 Partner (AR) (10 Dec 2019 to 19 Dec 2020)
Sovereign Wealth Limited (no longer approved here)
FRN 471459
- (49)Employed By (10 Dec 2019 to 19 Dec 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.