Kevin Barry Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 31 Mar 2017)
    • CF30 Customer (since 4 Jun 2015)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF4 Partner (AR) (since 31 Mar 2017)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (8 May 2013 to 5 Jul 2015)
    • CF30 Customer (8 May 2013 to 5 Jul 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 9 Nov 2012)
    • CF21 Investment Adviser (22 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Oct 2005 to 22 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.