Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 30 Jun 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
- CF1 Director (10 Aug 2016 to 8 Dec 2019)
- CF30 Customer (19 Mar 2008 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 15 Feb 2008)
- CF21 Investment Adviser (20 Jun 2003 to 31 Oct 2007)
- CF27 Investment Management (20 Jun 2003 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 20 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.