Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HOTTINGER & CO. LIMITED (no longer approved here)

    FRN 208737

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
    • CF1 Director (10 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (19 Mar 2008 to 8 Dec 2019)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • CF30 Customer (1 Nov 2007 to 15 Feb 2008)
    • CF21 Investment Adviser (20 Jun 2003 to 31 Oct 2007)
    • CF27 Investment Management (20 Jun 2003 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 20 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.