Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2020)
    • CF30 Customer (30 Nov 2017 to 8 Dec 2019)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2020)
    • CF30 Customer (22 Mar 2016 to 8 Dec 2019)
  • Patria Private Equity (Europe) Limited (no longer approved here)

    FRN 755580

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2020)
    • CF30 Customer (13 Dec 2016 to 8 Dec 2019)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF30 Customer (1 Nov 2007 to 29 Jan 2016)
    • CF27 Investment Management (20 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.