Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 31 May 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2020)
- CF30 Customer (30 Nov 2017 to 8 Dec 2019)
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- [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 31 May 2020)
- CF30 Customer (22 Mar 2016 to 8 Dec 2019)
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- [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 31 May 2020)
- CF30 Customer (13 Dec 2016 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 29 Jan 2016)
- CF27 Investment Management (20 Mar 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.