Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 May 2025)
- SMF3 Executive Director (9 Dec 2019 to 7 May 2025)
- Responsible for Insurance Distribution (1 Oct 2018 to 7 May 2025)
- CF30 Customer (23 May 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (26 Nov 2010 to 30 Sep 2018)
- CF11 Money Laundering Reporting (11 Aug 2010 to 8 Dec 2019)
- CF1 Director (30 Mar 2010 to 8 Dec 2019)
- CF21 Investment Adviser (8 Mar 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.