Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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3Q FINANCIAL LIMITED
FRN 930781
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 5 May 2023)
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- Appointed representative dealing with clients for which they require qualification (24 Feb 2021 to 11 Mar 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 May 2021)
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- CF1 Director (AR) (28 Mar 2011 to 7 Mar 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.