Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • Responsible for Insurance Mediation (14 Jan 2005 to 16 Feb 2005)
    • CF10 Compliance Oversight (1 Mar 2004 to 16 Feb 2005)
    • CF11 Money Laundering Reporting (1 Mar 2004 to 16 Feb 2005)
    • CF1 Director (1 Dec 2001 to 16 Feb 2005)
    • CF3 Chief Executive (1 Dec 2001 to 16 Feb 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 16 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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