Kevin Adlington

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Castlegate Financial Management Limited

    FRN 169777

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 27 Nov 2023)
    • [FCA CF] Client dealing (since 27 Nov 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (10 Jul 2023 to 6 Nov 2023)
    • CF30 Customer (7 Jul 2023 to 6 Nov 2023)
  • Fiducia Comprehensive Financial Planning Limited (no longer approved here)

    FRN 209570

    • (10)Employed By (7 Jul 2023 to 6 Nov 2023)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 May 2023)
    • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 31 Jul 2012)
    • CF21 Investment Adviser (25 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Mar 2006 to 25 May 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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