Kevan John Oliphant

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Research Independent Financial Services Limited

    FRN 149541

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 13 Mar 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Wealthclub (UK) Limited (no longer approved here)

    FRN 221546

    • Employed By (17 Dec 2002 to 19 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.