Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FSE Fund Managers Limited (no longer approved here)

    FRN 458820

    • CF10 Compliance Oversight (30 Nov 2012 to 1 Dec 2017)
    • CF11 Money Laundering Reporting (30 Nov 2012 to 1 Dec 2017)
    • CF1 Director (4 Jul 2012 to 1 Dec 2017)
    • CF3 Chief Executive (4 Jul 2012 to 1 Dec 2017)
    • CF30 Customer (20 Sep 2010 to 9 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.