Keval Kumar Shah

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [PRA CF] Managing a material risk taker (7 Dec 2021 to 19 Mar 2024)
    • [PRA CF] Significant risk taker or Material risk taker (4 Nov 2019 to 9 May 2024)
    • [FCA CF] Manager of certification employee (4 Nov 2019 to 19 Mar 2024)
    • [FCA CF] Algorithmic trading (4 Nov 2019 to 9 May 2024)
    • [FCA CF] Material risk taker (4 Nov 2019 to 9 May 2024)
    • [FCA CF] Client dealing (1 Aug 2017 to 30 Oct 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Material risk taker (16 Nov 2016 to 30 Oct 2019)
    • [PRA CF] Significant risk taker or Material risk taker (16 Nov 2016 to 30 Oct 2019)
    • CF30 Customer (20 Dec 2013 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Significant risk taker or Material risk taker (16 Nov 2016 to 30 Oct 2019)
    • [FCA CF] Material risk taker (16 Nov 2016 to 30 Oct 2019)
    • CF30 Customer (20 Dec 2013 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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