Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PIMCO Europe Ltd (no longer approved here)

    FRN 149303

    • [FCA CF] Client dealing (31 Jul 2021 to 31 Jul 2023)
    • CF30 Customer (20 Apr 2009 to 8 Dec 2019)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF30 Customer (1 Nov 2007 to 23 Jan 2009)
    • CF27 Investment Management (20 Aug 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 4 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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