Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pearl Mortgage and Protection Services Ltd
FRN 930667
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 14 Jan 2021)
- Responsibility for MCD Intermediation (since 15 Dec 2020)
- Responsible for Insurance Distribution (since 15 Dec 2020)
- SMF16 Compliance Oversight (since 15 Dec 2020)
- SMF3 Executive Director (since 15 Dec 2020)
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- CF1 Director (AR) (11 Nov 2020 to 15 Dec 2020)
- Appointed representative dealing with clients for which they require qualification (25 Sep 2020 to 18 Dec 2020)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Sep 2020)
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- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Jan 2020)
Recent activity
Updates to this individual's record on the FCA register.
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