Kerry William Peacock

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MUFG Securities EMEA plc
FRN 124512
- SMF24 Chief Operations (since 16 Aug 2018)
MUFG BANK, LTD
FRN 139189
- SMF24 Chief Operations (since 16 Aug 2018)
- SMF22 Other Local Responsibility (7 Mar 2016 to 16 Aug 2018)
- CF29 Significant management (1 Jan 2014 to 6 Mar 2016)
Cooperatieve Rabobank U.A. (no longer approved here)
FRN 171596
- CF29 Significant management (1 Nov 2007 to 9 Jan 2008)
- CF20 Significant Mgt (Settlements) (9 Jan 2003 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.