Kerry Trott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY

    FRN 114724

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Feb 2021)
    • [FCA CF] Manager of certification employee (26 Jun 2025 to 11 Nov 2025)
  • Coutts & Company

    FRN 122287

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Feb 2021)
    • [FCA CF] Manager of certification employee (26 Jun 2025 to 11 Nov 2025)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2020)
    • CF30 Customer (26 Aug 2009 to 26 Sep 2016)
  • Bartholomew Hawkins Ltd (no longer approved here)

    FRN 489590

    • CF30 Customer (5 Oct 2016 to 17 Feb 2017)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF30 Customer (28 May 2008 to 17 Jul 2009)

Recent activity

Updates to this individual's record on the FCA register.

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