Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 12 Jan 2022)
    • Appointed representative dealing with clients for which they require qualification (since 6 Sep 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Oct 2021)
    • CF1 Director (AR) (5 Jan 2018 to 8 Oct 2021)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (7 Apr 2017 to 28 Feb 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF21 Investment Adviser (14 Oct 2003 to 30 Sep 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.