Kerry Jane Megginson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brideshead Independent Financial Services

    FRN 218281

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Sole trader dealing with clients for which they require qualification (since 14 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [PRA CF] Key function holder (14 Dec 2020 to 15 Dec 2020)
    • [FCA CF] Benchmark submission and administration (14 Dec 2020 to 15 Dec 2020)
    • [FCA CF] CASS oversight function (14 Dec 2020 to 15 Dec 2020)
    • [FCA CF] Client dealing (14 Dec 2020 to 15 Dec 2020)
    • [FCA CF] Functions requiring qualifications (14 Dec 2020 to 15 Dec 2020)
    • [FCA CF] Proprietary trader (14 Dec 2020 to 15 Dec 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF21 Investment Adviser (30 Dec 2002 to 31 Oct 2007)
    • CF10 Compliance Oversight (30 Dec 2002 to 8 Dec 2019)
  • Brideshead Independent Financial Services (2345) (no longer approved here)

    FRN 180997

    • Employed By (1 Oct 1998 to 19 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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