Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • [FCA CF] Functions requiring qualifications (1 Mar 2020 to 31 Aug 2020)
    • [FCA CF] Client dealing (1 Mar 2020 to 31 Aug 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (26 Jul 2007 to 31 Oct 2007)
  • Sinfonia Direct Ltd (no longer approved here)

    FRN 440606

    • Employed By (1 Nov 2005 to 6 Aug 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (25 May 2005 to 6 Aug 2007)
    • CF22 Investment Adviser (Trainee) (2 Aug 2004 to 25 May 2005)
  • Capital Planning UK Ltd (no longer approved here)

    FRN 402461

    • Employed By (2 Aug 2004 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.