Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jul 2021)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF7 Sole Trader (AR) (10 Nov 2004 to 22 Jan 2005)
  • Devereux Klein (no longer approved here)

    FRN 413680

    • Employed By (10 Nov 2004 to 22 Jan 2005)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2004)
  • Heritage Financial Management (no longer approved here)

    FRN 193255

    • (5)Employed By (1 Dec 2001 to 14 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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