Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PHOENIX FINANCIAL CONSULTANTS LIMITED
FRN 539195
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Jul 2021)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jul 2021)
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- CF7 Sole Trader (AR) (10 Nov 2004 to 22 Jan 2005)
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- Employed By (10 Nov 2004 to 22 Jan 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2004)
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- (5)Employed By (1 Dec 2001 to 14 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.