Kerry Briscoe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [FCA CF] Client dealing (5 Sep 2023 to 10 Jul 2025)
    • [FCA CF] Manager of certification employee (5 Sep 2023 to 6 Sep 2023)
    • [FCA CF] Material risk taker (5 Sep 2023 to 6 Sep 2023)
  • Prism Financial Products LLP (no longer approved here)

    FRN 607481

    • CF30 Customer (21 Dec 2021 to 7 Jun 2023)
    • [FCA CF] Client dealing (30 Sep 2021 to 7 Jun 2023)
  • Prism Financial Products LP (no longer approved here)

    FRN 782608

    • (14)Employed By (21 Dec 2021 to 7 Jun 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 12 Feb 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 12 Feb 2021)
    • CF30 Customer (6 Aug 2012 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (7 Sep 2016 to 12 Feb 2021)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 12 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

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