Kerry Ann Duffain

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Fidante Partners Europe Limited
FRN 195456
- [FCA CF] Client dealing (since 25 Feb 2021)
BlueCrest Capital Management (UK) LLP (no longer approved here)
FRN 515304
- CF4 Partner (18 Mar 2011 to 30 Apr 2011)
- CF30 Customer (31 Mar 2010 to 30 Apr 2011)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF21 Investment Adviser (1 Dec 2001 to 26 Nov 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.