Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SOVEREIGN MONEY MATTERS LIMITED (no longer approved here)

    FRN 599883

    • Responsible for Insurance Mediation (28 Nov 2013 to 17 Dec 2015)
    • CF10 Compliance Oversight (17 Sep 2013 to 17 Dec 2015)
    • CF11 Money Laundering Reporting (17 Sep 2013 to 17 Dec 2015)
    • CF1 Director (1 Jul 2013 to 15 Feb 2016)
    • CF30 Customer (1 Jul 2013 to 7 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.