Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (21 Jul 2020 to 30 Dec 2022)
- [FCA CF] Client dealing (21 Jul 2020 to 30 Dec 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Mar 2021)
- CF30 Customer (2 Feb 2012 to 29 Mar 2021)
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- CF7 Sole Trader (AR) (27 Jan 2004 to 31 Jan 2005)
- CF21 Investment Adviser (4 Apr 2003 to 31 Jan 2005)
- CF4 Partner (AR) (5 Jul 2002 to 27 Jan 2004)
- CF22 Investment Adviser (Trainee) (5 Jul 2002 to 4 Apr 2003)
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- (2)Employed By (27 Jan 2004 to 31 Jan 2005)
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- Employed By (5 Jul 2002 to 27 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.