Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 20 Mar 2024)
    • SMF18 Other Overall Responsibility (11 Dec 2021 to 20 Mar 2024)
    • [FCA CF] Significant management (18 Sep 2020 to 28 Feb 2022)
    • [FCA CF] Manager of certification employee (18 Sep 2020 to 28 Feb 2022)
    • [FCA CF] Material risk taker (18 Sep 2020 to 28 Feb 2022)
    • [FCA CF] Client dealing (1 Mar 2020 to 28 Feb 2022)
    • CF30 Customer (10 Sep 2019 to 8 Dec 2019)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF30 Customer (11 Apr 2012 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (22 Sep 2008 to 6 Jan 2012)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 14 May 2008)
    • CF21 Investment Adviser (3 Aug 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.