Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF1 Chief Executive (9 Dec 2019 to 20 Dec 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 25 Mar 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Mar 2025)
- SMF27 Partner (9 Dec 2019 to 20 Dec 2025)
- CF11 Money Laundering Reporting (20 Nov 2012 to 8 Dec 2019)
- CF30 Customer (20 Nov 2012 to 8 Dec 2019)
- CF4 Partner (20 Nov 2012 to 8 Dec 2019)
- CF3 Chief Executive (20 Nov 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (20 Nov 2012 to 8 Dec 2019)
-
- [FCA CF] Client dealing (9 Dec 2019 to 29 Nov 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 15 Jan 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jan 2024)
- SMF3 Executive Director (9 Dec 2019 to 29 Nov 2025)
- CF11 Money Laundering Reporting (1 Feb 2016 to 8 Dec 2019)
- CF30 Customer (1 Feb 2016 to 8 Dec 2019)
- CF1 Director (1 Feb 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Feb 2016 to 8 Dec 2019)
-
- CF1 Director (AR) (21 Jul 2015 to 1 Feb 2016)
- CF30 Customer (21 Jul 2015 to 1 Feb 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.