Kentaro Suzuki

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • CF30 Customer (8 Aug 2011 to 7 Apr 2017)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF30 Customer (1 Nov 2007 to 19 Nov 2008)
    • CF21 Investment Adviser (22 Oct 2007 to 31 Oct 2007)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF21 Investment Adviser (26 Sep 2005 to 14 Sep 2007)
    • CF22 Investment Adviser (Trainee) (27 Sep 2004 to 26 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.