Kenny Wen Cheak Lee

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2021 to 16 Dec 2021)
    • [PRA CF] Managing a material risk taker (7 Mar 2021 to 16 Dec 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2021 to 16 Dec 2021)
    • [FCA CF] Proprietary trader (7 Mar 2021 to 16 Dec 2021)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • [FCA CF] Manager of certification employee (13 Jun 2018 to 16 Dec 2021)
    • [FCA CF] Proprietary trader (13 Jun 2018 to 16 Dec 2021)
    • [PRA CF] Managing a material risk taker (13 Jun 2018 to 16 Dec 2021)
    • [PRA CF] Significant risk taker or Material risk taker (13 Jun 2018 to 16 Dec 2021)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 8 Mar 2013)
    • CF21 Investment Adviser (30 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.