Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF10 Compliance Oversight (1 Dec 2001 to 10 Jan 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 24 Jun 2003)
    • CF15 Internal Audit (1 Dec 2001 to 10 Jan 2003)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF11 Money Laundering Reporting (1 Dec 2001 to 24 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.