Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
True Potential Wealth Management LLP
FRN 529810
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (23 Oct 2017 to 8 Dec 2019)
-
- CF30 Customer (13 Feb 2015 to 8 Nov 2017)
-
- (6)Employed By (30 Nov 2004 to 13 Aug 2012)
-
- Employed By (1 Dec 2001 to 3 Nov 2004)
-
- CF21 Investment Adviser (1 Dec 2001 to 3 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.