Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (23 Oct 2017 to 8 Dec 2019)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • CF30 Customer (13 Feb 2015 to 8 Nov 2017)
  • Manning Rushworth IFA Ltd (no longer approved here)

    FRN 400764

    • (6)Employed By (30 Nov 2004 to 13 Aug 2012)
  • Ken Whitworth IFA (no longer approved here)

    FRN 193121

    • Employed By (1 Dec 2001 to 3 Nov 2004)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (1 Dec 2001 to 3 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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