Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fulford Mortgage Advisers (no longer approved here)

    FRN 211178

    • CF30 Customer (1 Nov 2007 to 29 Mar 2013)
    • CF10 Compliance Oversight (22 Aug 2002 to 29 Mar 2013)
    • CF11 Money Laundering Reporting (22 Aug 2002 to 29 Mar 2013)
    • CF21 Investment Adviser (22 Aug 2002 to 31 Oct 2007)
    • CF4 Partner (22 Aug 2002 to 29 Mar 2013)
    • CF8 Apportionment and Oversight (22 Aug 2002 to 31 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.