Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 19 Feb 2015)
- CF30 Customer (since 19 Feb 2015)
-
HF Wealth Planning Ltd
FRN 223494
- (1)Employed By (since 12 Feb 2015)
- (9)Employed By (26 Mar 2003 to 30 Dec 2014)
-
- CF30 Customer (1 Nov 2007 to 30 Dec 2014)
- CF1 Director (AR) (26 Mar 2004 to 30 Dec 2014)
- CF21 Investment Adviser (26 Mar 2004 to 31 Oct 2007)
-
- Employed By (1 Dec 2001 to 22 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.