Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 19 Feb 2015)
    • CF30 Customer (since 19 Feb 2015)
    • (1)Employed By (since 12 Feb 2015)
    • (9)Employed By (26 Mar 2003 to 30 Dec 2014)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • CF30 Customer (1 Nov 2007 to 30 Dec 2014)
    • CF1 Director (AR) (26 Mar 2004 to 30 Dec 2014)
    • CF21 Investment Adviser (26 Mar 2004 to 31 Oct 2007)
  • Sterling Independent Financial Advisers Ltd (414) (no longer approved here)

    FRN 195718

    • Employed By (1 Dec 2001 to 22 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.